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Patrick R Mullen

Fifth Third Securities, Inc.

Hamilton, OH

Trenton, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-06-14
  • OH RA
    APPROVED
    Since 2022-06-14

Branch Locations

902 N.W. Washington Blvd, Hamilton, OH 45013 • United States

805 W. State Street, Trenton, OH 45067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Liberty Twp OH 01/2019 Present
Kona Grill Liberty Twp OH 03/2016 01/2019
Fifth Third Securities Hamilton OH 10/2021 Present
  • 01/2019 → Present
    Fifth Third Bank
    Liberty Twp, OH
  • 03/2016 → 01/2019
    Kona Grill
    Liberty Twp, OH
  • 10/2021 → Present
    Fifth Third Securities
    Hamilton, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-13
S63 Uniform Securities Agent State Law Examination 2022-04-22
  • S65 Uniform Investment Adviser Law Examination
    2022-06-13
  • S63 Uniform Securities Agent State Law Examination
    2022-04-22

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · HAMILTON, OH
FIFTH THIRD SECURITIES, INC. · HAMILTON, OH
FIFTH THIRD SECURITIES, INC. · FAIRFIELD, OH
J.P. MORGAN SECURITIES LLC · FAIRFIELD, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Fairfield, OH
EDWARD JONES · FAIRFIELD, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FAIRFIELD, OH
RIK SAYLOR FINANCIAL, INC. · FAIRFIELD, OH

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