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Sarah Dupuy-Rasmussen

Fifth Third Securities, Inc.

Hamilton, OH

Hamilton, OH

Oxford, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-19
  • OH RA
    APPROVED
    Since 2021-10-19

Branch Locations

902 N.W. Washington Blvd, Hamilton, OH 45013 • United States

4005 Hamilton Cleves Road, Hamilton, OH 45014 • United States

455 Mcguffey Ave., Oxford, OH 45056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 12/2009 05/2021
Fifth Third Securities Cincinnati OH 05/2011 05/2021
U.S. Bank West Chester OH 05/2021 10/2021
U.S. Bancorp Investments, Inc. West Chester OH 05/2021 10/2021
Fifth Third Securities Cincinnati OH 10/2021 Present
Fifth Third Bank Cincinnati OH 10/2021 Present
  • 12/2009 → 05/2021
    Fifth Third Bank
    Cincinnati, OH
  • 05/2011 → 05/2021
    Fifth Third Securities
    Cincinnati, OH
  • 05/2021 → 10/2021
    U.S. Bank
    West Chester, OH
  • 05/2021 → 10/2021
    U.S. Bancorp Investments, Inc.
    West Chester, OH
  • 10/2021 → Present
    Fifth Third Securities
    Cincinnati, OH
  • 10/2021 → Present
    Fifth Third Bank
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-13
S63 Uniform Securities Agent State Law Examination 2011-08-12
  • S65 Uniform Investment Adviser Law Examination
    2015-04-13
  • S63 Uniform Securities Agent State Law Examination
    2011-08-12
Other Names
  • Sarah Leigh Dupuy
  • Sarah Leigh Dupuy-Rasmussen
  • Sarah Leigh Dupuy

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · HAMILTON, OH
FIFTH THIRD SECURITIES, INC. · HAMILTON, OH
FIFTH THIRD SECURITIES, INC. · FAIRFIELD, OH
J.P. MORGAN SECURITIES LLC · FAIRFIELD, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Fairfield, OH
EDWARD JONES · FAIRFIELD, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FAIRFIELD, OH
RIK SAYLOR FINANCIAL, INC. · FAIRFIELD, OH

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