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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-01-05 |
Branch Locations
1329 Fourth Avenue, Seattle, WA 98101 • United States
9255 Rainier Ave S, Seattle, WA 98118 • United States
102 S. Wenatchee Avenue, Wenatchee, WA 98801 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
655 Sw 152Nd Street, Seattle, WA 98166 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Seattle | WA | 10/2021 | 04/2022 |
| Avis Budget Group | Seattle | WA | 06/2021 | 10/2021 |
| Jp Morgan Chase Bank, N.A. | Seattle | WA | 10/2021 | 04/2022 |
| Estee Launder | Seattle | WA | 05/2021 | 06/2021 |
| Bank Of America | Seattle | WA | 08/2019 | 01/2021 |
| Executive Inn By The Space Needle | Seattle | WA | 07/2019 | 12/2019 |
| Gaylord Opryland Resort And Convention Center | Seattle | WA | 07/2017 | 07/2018 |
| Northwood University | Midland | MI | 08/2018 | 05/2019 |
| Unemployed | Seattle | WA | 10/2011 | 06/2017 |
| Unemployed | Seattle | WA | 06/2019 | 06/2019 |
| Unemployed | Seattle | WA | 02/2021 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 04/2022 | 12/2022 |
| University Of The Cumberlands | Williamsburg | KY | 05/2020 | 12/2021 |
| Bank Of America, N.A. | Seattle | WA | 08/2022 | 12/2022 |
| Key Investment Services | Seattle | WA | 01/2023 | Present |
NGUYEN'S FAM POSITION: null NATURE: Long-term Rental for my property at 18128 1st Pl SW, Normandy Park, WA, 98166 INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2026 ADDRESS: 18128 1st Pl SW, Normandy Park WA 98166, United States DESCRIPTION: Listing property, Managing property and tenants.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-09 |
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