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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-02-01 |
| TX | RA | APPROVED | 2022-01-31 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2021 | Present |
| Arizona State University | Tempe | AZ | 08/2014 | 05/2017 |
| Crosby-Wright | Scottsdale | AZ | 01/2016 | 12/2016 |
| Arizona Box And Container | Chandler | AZ | 12/2016 | 11/2017 |
| The Garzella Group | Scottsdale | AZ | 11/2017 | 11/2021 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 11/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 01/2022 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: TEMPE, AZ NATURE OF BUSINESS: PROPERTY AND CASUALTY INSURANCE POSITION: N/A START DATE: 01/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-28 |
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