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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-13 |
| NC | RA | APPROVED | 2022-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 07/2017 | Present |
| Enterprise Holdings Llc | Asheville | NC | 04/2016 | 07/2017 |
I*574308 For profit or not for profit: Entity For Profit Name of outside business organization: The Hunt is Over, LLC Investment related: N0 Address of business: Candler, North Carolina, 28715 Position, title, association: Consultant/Independent Contractor Start date of relationship: 2/29/2020 Number of hours devoted: 30 hours Monthly Number of hours devoted during trading hours: 0 Duties: This is my wife's small business. It is a single member LLC. She is in the wedding industry. I officiate weddings and film, edit and produce wedding films. This is my side hustle and nothing more. I generally work less than 10 hours a week in the position. I*: 2692291 Entity Type: Charitable Name of OBA: Biltmore Church Address: Asheville, NC 28715 Investment Related: No Position, Title, Association: Deacon Employee Start Date: 08/17/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: Show up Sundays and be available to volunteer anywhere they may need. Provide support to our church staff and members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-07 |
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