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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-05 |
Branch Locations
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
633 Menlo Avenue, Suite 100, Menlo Park, CA 94025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baker Avenue Wealth Management | San Francisco | CA | 08/2021 | 09/2022 |
| University Of Southern California, Marshall School Of Business | Los Angeles | CA | 08/2018 | 12/2020 |
| Oregon State University | Corvallis | OR | 08/2016 | 08/2018 |
| Lomas Santa Fe Country Club | Solana Beach | CA | 06/2018 | 11/2018 |
| Unemployed | Encinitas | CA | 12/2020 | 08/2021 |
| Unemployed | Encinitas | CA | 06/2016 | 09/2016 |
| Iceplex | Escondido | CA | 06/2017 | 09/2017 |
| Unemployed | Encinitas | CA | 12/2018 | 01/2019 |
| Pimco Investments Llc | Solana Beach | CA | 09/2022 | 02/2025 |
| Rockefeller Financial Llc | Los Gatos | CA | 02/2025 | 04/2026 |
| Empirical Wealth Management | Seattle | WA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-24 |
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