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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-05
  • CA RA
    APPROVED
    Since 2026-05-05

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

633 Menlo Avenue, Suite 100, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baker Avenue Wealth Management San Francisco CA 08/2021 09/2022
University Of Southern California, Marshall School Of Business Los Angeles CA 08/2018 12/2020
Oregon State University Corvallis OR 08/2016 08/2018
Lomas Santa Fe Country Club Solana Beach CA 06/2018 11/2018
Unemployed Encinitas CA 12/2020 08/2021
Unemployed Encinitas CA 06/2016 09/2016
Iceplex Escondido CA 06/2017 09/2017
Unemployed Encinitas CA 12/2018 01/2019
Pimco Investments Llc Solana Beach CA 09/2022 02/2025
Rockefeller Financial Llc Los Gatos CA 02/2025 04/2026
Empirical Wealth Management Seattle WA 04/2026 Present
  • 08/2021 → 09/2022
    Baker Avenue Wealth Management
    San Francisco, CA
  • 08/2018 → 12/2020
    University Of Southern California, Marshall School Of Business
    Los Angeles, CA
  • 08/2016 → 08/2018
    Oregon State University
    Corvallis, OR
  • 06/2018 → 11/2018
    Lomas Santa Fe Country Club
    Solana Beach, CA
  • 12/2020 → 08/2021
    Unemployed
    Encinitas, CA
  • 06/2016 → 09/2016
    Unemployed
    Encinitas, CA
  • 06/2017 → 09/2017
    Iceplex
    Escondido, CA
  • 12/2018 → 01/2019
    Unemployed
    Encinitas, CA
  • 09/2022 → 02/2025
    Pimco Investments Llc
    Solana Beach, CA
  • 02/2025 → 04/2026
    Los Gatos, CA
  • 04/2026 → Present
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-20
S63 Uniform Securities Agent State Law Examination 2023-03-24
  • S65 Uniform Investment Adviser Law Examination
    2025-03-20
  • S63 Uniform Securities Agent State Law Examination
    2023-03-24

View on SEC IAPD

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