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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-12-06 |
| TX | RA | APPROVED | 2024-12-04 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2022 | Present |
| Randstad | Phoenix | AZ | 12/2021 | 04/2022 |
| Self-Employed | Phoenix | AZ | 01/2022 | Present |
| First Team Logistics | Columbus | OH | 08/2021 | 09/2021 |
| Chase | Columbus | OH | 05/2017 | 06/2021 |
| Maryhaven | Columbus | OH | 10/2015 | 03/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2022 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 12/2024 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH DOORDASH START DATE: 01/2022 APPROXIMATE HOURS/MONTH: 60 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-15 |
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