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Jon Thomas Halstenson

LPl Financial LLC

Fargo, ND

Fargo, ND

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-06
ND RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2018-04-06
  • ND RA
    APPROVED
    Since 2017-11-29

Branch Locations

3050 Sienna Dr S Ste 100, Fargo, ND 58104 • United States

4133 30Th Ave S Ste 105, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Fargo ND 11/2015 11/2017
Lpl Financial Llc Fargo ND 11/2017 Present
Ica Group Wealth Management, Llc Fargo ND 11/2021 Present
  • 11/2015 → 11/2017
    Investment Centers Of America, Inc.
    Fargo, ND
  • 11/2017 → Present
    Fargo, ND
  • 11/2021 → Present
    Ica Group Wealth Management, Llc
    Fargo, ND
Previous Registrations
  • 2021-12-13 → 2023-06-27
    Ica Group Wealth Management, Llc
    Fargo, ND
    Denver, CO
  • 2017-08-22 → 2017-11-29
    Investment Centers Of America, Inc.
    Fargo, ND
    Fargo, ND
    Appleton, WI
Other Businesses

1. 08/04/2022 - GPFG LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Partner - Start Date - 06/29/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 2. 10/31/2022 - Halstenson & Askew Investments - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 06/17/2022 - 160 Hours Per Month/8 Hours During Securities Trading 3. 06/02/2023 - Halstenson Askew Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/01/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-21
S63 Uniform Securities Agent State Law Examination 2007-02-28
  • S66 Uniform Combined State Law Examination
    2017-08-21
  • S63 Uniform Securities Agent State Law Examination
    2007-02-28

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