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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-06 |
| ND | RA | APPROVED | 2017-11-29 |
Branch Locations
3050 Sienna Dr S Ste 100, Fargo, ND 58104 • United States
4133 30Th Ave S Ste 105, Fargo, ND 58104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Fargo | ND | 11/2015 | 11/2017 |
| Lpl Financial Llc | Fargo | ND | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Fargo | ND | 11/2021 | Present |
1. 08/04/2022 - GPFG LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Partner - Start Date - 06/29/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 2. 10/31/2022 - Halstenson & Askew Investments - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 06/17/2022 - 160 Hours Per Month/8 Hours During Securities Trading 3. 06/02/2023 - Halstenson Askew Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/01/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-28 |
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