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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-18
IN RA APPROVED 2024-12-04
  • TX RA
    APPROVED_RES
    Since 2024-12-18
  • IN RA
    APPROVED
    Since 2024-12-04

Branch Locations

707 E 80Th Pl, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strack And Vantill Saint John IN 05/2018 10/2018
Midway Contracting Group Saint John IL 06/2021 07/2022
Target Saint John IN 06/2019 08/2019
Unemployed Saint John IN 10/2018 06/2019
Unemployed Saint John IN 09/2019 06/2021
Rifi Saint John IN 04/2023 12/2023
Unemployed Saint John IN 07/2022 03/2023
Jp Morgan Chase Bank, N.A. Frankfort IL 12/2023 11/2024
J.P. Morgan Securities Llc Frankfort IL 12/2023 11/2024
Mcdonalds Highland IN 04/2017 12/2017
Unemployed Saint John IN 12/2017 06/2018
Unemployed Saint John IN 12/2013 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrillville IN 11/2024 Present
American School St. John IN 03/2018 06/2019
Bank Of America, N.A. Merrillville IN 01/2025 Present
  • 05/2018 → 10/2018
    Strack And Vantill
    Saint John, IN
  • 06/2021 → 07/2022
    Midway Contracting Group
    Saint John, IL
  • 06/2019 → 08/2019
    Target
    Saint John, IN
  • 10/2018 → 06/2019
    Unemployed
    Saint John, IN
  • 09/2019 → 06/2021
    Unemployed
    Saint John, IN
  • 04/2023 → 12/2023
    Rifi
    Saint John, IN
  • 07/2022 → 03/2023
    Unemployed
    Saint John, IN
  • 12/2023 → 11/2024
    Jp Morgan Chase Bank, N.A.
    Frankfort, IL
  • 12/2023 → 11/2024
    Frankfort, IL
  • 04/2017 → 12/2017
    Mcdonalds
    Highland, IN
  • 12/2017 → 06/2018
    Unemployed
    Saint John, IN
  • 12/2013 → 04/2017
    Unemployed
    Saint John, IN
  • 11/2024 → Present
    Merrillville, IN
  • 03/2018 → 06/2019
    American School
    St. John, IN
  • 01/2025 → Present
    Bank Of America, N.A.
    Merrillville, IN
Previous Registrations
  • 2024-01-18 → 2024-11-23
    Frankfort, IL
    Lansing, IL
  • 2023-04-12 → 2023-12-12
    Rifi Investment Advisory Services
    Saint John, IN
    Saint John, IN
    Saint John, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-07-20
S65 Uniform Investment Adviser Law Examination 2021-05-28
  • S63 Uniform Securities Agent State Law Examination
    2023-07-20
  • S65 Uniform Investment Adviser Law Examination
    2021-05-28
Other Names
  • Riley Daniel Fieldhouse
  • Riley Fieldhouse

View on SEC IAPD

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