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Alexis Peace

J.P. Morgan Securities LLC

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-10
TX RA APPROVED 2025-10-10
  • OH RA
    APPROVED
    Since 2025-10-10
  • TX RA
    APPROVED
    Since 2025-10-10

Branch Locations

370 S. Cleveland Ave. Floor 02, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Westerville OH 09/2025 Present
Jpmorgan Chase Bank, N.A. Westerville OH 09/2025 Present
Unemployed Dublin OH 08/2025 08/2025
Shawn W Phelps Columbus OH 11/2022 07/2025
Northwestern Mutual Columbus OH 06/2022 10/2022
Northwestern Mutual Columbus OH 01/2022 06/2022
The Ohio State University Columbus OH 08/2018 05/2022
Dillards Beachwood OH 11/2019 11/2021
Marshalls Columbus OH 09/2019 05/2020
Dillards Beachwood OH 05/2019 08/2019
Tj Maxx Willoughby OH 07/2016 12/2018
  • 09/2025 → Present
    J.P. Morgan Securities Llc
    Westerville, OH
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
  • 08/2025 → 08/2025
    Unemployed
    Dublin, OH
  • 11/2022 → 07/2025
    Shawn W Phelps
    Columbus, OH
  • 06/2022 → 10/2022
    Northwestern Mutual
    Columbus, OH
  • 01/2022 → 06/2022
    Northwestern Mutual
    Columbus, OH
  • 08/2018 → 05/2022
    The Ohio State University
    Columbus, OH
  • 11/2019 → 11/2021
    Dillards
    Beachwood, OH
  • 09/2019 → 05/2020
    Marshalls
    Columbus, OH
  • 05/2019 → 08/2019
    Dillards
    Beachwood, OH
  • 07/2016 → 12/2018
    Tj Maxx
    Willoughby, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
S63 Uniform Securities Agent State Law Examination 2023-05-05
  • S66 Uniform Combined State Law Examination
    2025-10-10
  • S63 Uniform Securities Agent State Law Examination
    2023-05-05
Other Names
  • Alexis A Peace
  • Alexis Ann Peace

View on SEC IAPD

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Deana Christine Arseneau
John Holden McKewen
ALLEN LEE WEAVER
Sathaporn Sathaporn Nguapha
DANIEL PATRICK MILLER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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