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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Hardy | Saginaw | MI | 11/2021 | 02/2022 |
| Nexteer Automotive | Saginaw | MI | 05/2020 | 11/2021 |
| Dicks Sporting Goods | Saginaw | MI | 08/2019 | 05/2020 |
| Timbers Golf Club | Vassar | MI | 05/2019 | 08/2019 |
| Adidas | Birch Run | MI | 11/2016 | 06/2020 |
| Pita Pit | Birch Run | MI | 11/2016 | 11/2017 |
| Student | Birch Run | MI | 08/2010 | 05/2023 |
| Mark Hardy | Saginaw | MI | 02/2022 | 03/2024 |
| Northwestern Mutual Investment Services Llc | Saginaw | MI | 02/2022 | 03/2024 |
| Ivan Peruski | Saginaw | MI | 09/2022 | 03/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2022 | 03/2024 |
| Lpl Financial Llc | Midland | MI | 03/2024 | Present |
| Tri-Star Bank | Midland | MI | 03/2024 | Present |
1. 05/31/2024 - Tri Star Trust Bank - Financial Institution Duty - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/25/2024 - 39 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-17 |
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