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Lillian Rumbley

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-08
AL RA APPROVED 2026-04-29
  • TX RA
    APPROVED
    Since 2026-05-08
  • AL RA
    APPROVED
    Since 2026-04-29

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Birmingham AL 10/2024 Present
Merrill Lynch Birmingham AL 01/2022 09/2024
Northwestern Mutual Birmingham AL 08/2021 12/2021
University Of Alabama Tuscaloosa AL 08/2017 05/2021
Vestavia Hills High School Birmingham AL 08/2014 05/2017
  • 10/2024 → Present
    Morgan Stanley
    Birmingham, AL
  • 01/2022 → 09/2024
    Merrill Lynch
    Birmingham, AL
  • 08/2021 → 12/2021
    Northwestern Mutual
    Birmingham, AL
  • 08/2017 → 05/2021
    University Of Alabama
    Tuscaloosa, AL
  • 08/2014 → 05/2017
    Vestavia Hills High School
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-29
  • S66 Uniform Combined State Law Examination
    2026-04-29
Other Names
  • Lily Rumbley
  • Lillian F Rumbley
  • Lily F Rumbley

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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