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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-05
NY RA APPROVED 2023-03-31
  • FL RA
    APPROVED
    Since 2026-03-05
  • NY RA
    APPROVED
    Since 2023-03-31

Branch Locations

181 E. Jericho Turnpike 2Nd Floor, Mineola, NY 11501 • United States

5000 T-Rex Ave. Suite 300, Boca Raton, FL 33421 • United States

400 Post Ave. Suite 202, Westbury, NY 11590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ggmc New York NY 07/2017 08/2020
National Securities Corporation Westbury NY 11/2021 07/2022
Towson University Towson MD 08/2016 05/2021
Unemployed New York NY 06/2021 10/2021
B. Riley Wealth Management Westbury NY 07/2022 Present
B. Riley Wealth Advisors Memphis TN 02/2023 Present
  • 07/2017 → 08/2020
    Ggmc
    New York, NY
  • 11/2021 → 07/2022
    National Securities Corporation
    Westbury, NY
  • 08/2016 → 05/2021
    Towson University
    Towson, MD
  • 06/2021 → 10/2021
    Unemployed
    New York, NY
  • 07/2022 → Present
    B. Riley Wealth Management
    Westbury, NY
  • 02/2023 → Present
    B. Riley Wealth Advisors
    Memphis, TN
Other Businesses

1. Essential Advisory Services, LLC, DBA, Investment-Related, 400 Post Ave Westbury, NY 11590 STE 202; DBA for financial securities business conducted through B. Riley Wealth Management; start date 01/2023.; 40 hours / week devoted during securities trading hours. 2. B. Riley Wealth Insurance; Investment Related; 400 Post Ave STE 202 Westbury, NY 11590; Insurance agent; Life / Health Insurance Sales; Start date 6/20/2023; 20 hrs/ month devoted during securities trading hrs. 3. BRWTS - Mineola; not investment-related; talking to tax clients who are interested in wealth management or financial planning; 181 E Jericho Tpke, Mineola, NY 11501; start date 02/01/2026; 64 hrs/month, during securities trading hrs. 4. BRWTS - Boca Raton; not investment-related; talking to tax clients who are interested in wealth management or financial planning; 2424 N Federal Hwy #408, Boca Raton, FL 33431; start date 02/01/2026; 8 hrs/month, during securities trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
S63 Uniform Securities Agent State Law Examination 2022-06-14
  • S66 Uniform Combined State Law Examination
    2023-03-31
  • S63 Uniform Securities Agent State Law Examination
    2022-06-14
Other Names
  • Noah Henry Cabrera

View on SEC IAPD

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