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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-05 |
| NY | RA | APPROVED | 2023-03-31 |
Branch Locations
181 E. Jericho Turnpike 2Nd Floor, Mineola, NY 11501 • United States
5000 T-Rex Ave. Suite 300, Boca Raton, FL 33421 • United States
400 Post Ave. Suite 202, Westbury, NY 11590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ggmc | New York | NY | 07/2017 | 08/2020 |
| National Securities Corporation | Westbury | NY | 11/2021 | 07/2022 |
| Towson University | Towson | MD | 08/2016 | 05/2021 |
| Unemployed | New York | NY | 06/2021 | 10/2021 |
| B. Riley Wealth Management | Westbury | NY | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 02/2023 | Present |
1. Essential Advisory Services, LLC, DBA, Investment-Related, 400 Post Ave Westbury, NY 11590 STE 202; DBA for financial securities business conducted through B. Riley Wealth Management; start date 01/2023.; 40 hours / week devoted during securities trading hours. 2. B. Riley Wealth Insurance; Investment Related; 400 Post Ave STE 202 Westbury, NY 11590; Insurance agent; Life / Health Insurance Sales; Start date 6/20/2023; 20 hrs/ month devoted during securities trading hrs. 3. BRWTS - Mineola; not investment-related; talking to tax clients who are interested in wealth management or financial planning; 181 E Jericho Tpke, Mineola, NY 11501; start date 02/01/2026; 64 hrs/month, during securities trading hrs. 4. BRWTS - Boca Raton; not investment-related; talking to tax clients who are interested in wealth management or financial planning; 2424 N Federal Hwy #408, Boca Raton, FL 33431; start date 02/01/2026; 8 hrs/month, during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-14 |
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