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William Jeffrey Brown

LPl Financial LLC

Arlington, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-27
  • TX RA
    APPROVED
    Since 2025-02-27

Branch Locations

5840 W Interstate 20 Ste 210, Arlington, TX 76017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 09/2013 02/2022
Ameriprise Financial Services, Llc Irving TX 02/2022 12/2022
Sanctuary Securities, Inc. Fort Worth TX 03/2023 02/2025
Sanctuary Advisors, Llc Fort Worth TX 03/2023 02/2025
Lpl Financial Llc Arlington TX 02/2025 Present
Previous Registrations
Other Businesses

1) 02/2025 - Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s) 160 hrs per month - 100% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-13
  • S66 Uniform Combined State Law Examination
    2007-02-13
Other Names
  • Jeff Brown
  • William Jeffrey Brown
  • William J Brown
  • Willaim Jeffrey Brown

View on SEC IAPD

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