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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-29
NY RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-29
  • NY RA
    APPROVED
    Since 2023-11-03

Branch Locations

805 Northern Blvd, Great Neck, NY 11021 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 11/2021 Present
Unemployed Jericho NY 08/2021 10/2021
New York Community Bank Bay Shore NY 06/2018 08/2021
Unemployed West Islip NY 10/2014 05/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-02
  • S66 Uniform Combined State Law Examination
    2023-11-02

View on SEC IAPD

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