Alexander Cesar Aliaga Auqui

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smithincorporated	Pleasant Hill	CA	11/2021	10/2023
Bbva	Stockton	CA	09/2020	10/2021
Unemployed	Ceres	CA	05/2020	09/2020
Cdw	New York	CA	07/2019	05/2020
Cornell University	Ithaca	NY	08/2015	05/2019
Statler Hotel	Ithaca	NY	08/2015	05/2019
Cornell Dining	Ithaca	NY	09/2016	02/2017
Bank Of America, N.A.	Pleasant Hill	CA	02/2022	10/2023
U.S. Bancorp Investments, Inc.	Modesto	CA	10/2023	02/2026
U.S. Bank	Modesto	CA	10/2023	Present
U.S. Bancorp Advisors, Llc	Modesto	CA	02/2026	Present

11/2021 → 10/2023

Merrill Lynch, Pierce, Fenner & Smithincorporated

Pleasant Hill, CA
09/2020 → 10/2021

Bbva

Stockton, CA
05/2020 → 09/2020

Unemployed

Ceres, CA
07/2019 → 05/2020

Cdw

New York, CA
08/2015 → 05/2019

Cornell University

Ithaca, NY
08/2015 → 05/2019

Statler Hotel

Ithaca, NY
09/2016 → 02/2017

Cornell Dining

Ithaca, NY
02/2022 → 10/2023

Bank Of America, N.A.

Pleasant Hill, CA
10/2023 → 02/2026

U.S. Bancorp Investments, Inc.

Modesto, CA
10/2023 → Present

U.S. Bank

Modesto, CA
02/2026 → Present

U.S. Bancorp Advisors, Llc

Modesto, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-14

Other Firms