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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-01
  • IL RA
    APPROVED
    Since 2021-11-01

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

15255 S. 94Th Avenue Suite 500, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Chicago IL 06/2014 10/2016
Lpl Financial, Llc Orland Park IL 10/2016 Present
Level Four Advisory Serivces Orland Park IL 10/2016 07/2021
Highpoint Advisor Group, Llc Orland Park IL 07/2021 Present
  • 06/2014 → 10/2016
    Chicago, IL
  • 10/2016 → Present
    Lpl Financial, Llc
    Orland Park, IL
  • 10/2016 → 07/2021
    Level Four Advisory Serivces
    Orland Park, IL
  • 07/2021 → Present
    Highpoint Advisor Group, Llc
    Orland Park, IL
Previous Registrations
  • 2021-07-30 → 2021-12-31
    Highpoint Planning Partners
    Downers Grove, IL
    Orland Park, IL
  • 2016-10-17 → 2021-07-28
    Orland Park, IL
    Dallas, TX
  • 2021-07-27 → 2021-07-28
    Highpoint Planning Partners
    Orland Park, IL
    Downers Grove, IL
  • 2014-06-20 → 2016-10-17
    Braidwood, IL
    Richton Park, IL
    Orland Park, IL
    Wilmington, IL
    Oak Lawn, IL
    Orland Park, IL
    Oak Lawn, IL
    Alsip, IL
    Chicago, IL
    Dolton, IL
    Calumet City, IL
    Wilmington, IL
  • 2006-10-04 → 2014-06-23
    Lockport, IL
    Hometown, IL
    Bridgeview, IL
    Oak Lawn, IL
    Orland Park, IL
    Oak Lawn, IL
    Orland Park, IL
    Wilmington, IL
    Braidwood, IL
  • 2005-07-06 → 2005-09-06
    Chase Investment Services Corp.
    Chicago, IL
  • 2004-10-28 → 2005-07-06
    Banc One Securities Corporation
    La Grange, IL
Other Businesses

1. 8/24/2021 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/29/2021 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/27/2021 - HighPoint Advisor Group, LLC - DBA: (Hybrid) HighPoint Planning Partners LLC - Investment Related - At Reported Business Location(s) - IAR - Started 07/29/2021 - 10 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-27
S63 Uniform Securities Agent State Law Examination 2000-02-29
  • S66 Uniform Combined State Law Examination
    2004-10-27
  • S63 Uniform Securities Agent State Law Examination
    2000-02-29
Other Names
  • Carla Ann Henry
  • Carla Ann Feher

View on SEC IAPD

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