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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-01 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
15255 S. 94Th Avenue Suite 500, Orland Park, IL 60462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Chicago | IL | 06/2014 | 10/2016 |
| Lpl Financial, Llc | Orland Park | IL | 10/2016 | Present |
| Level Four Advisory Serivces | Orland Park | IL | 10/2016 | 07/2021 |
| Highpoint Advisor Group, Llc | Orland Park | IL | 07/2021 | Present |
1. 8/24/2021 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/29/2021 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/27/2021 - HighPoint Advisor Group, LLC - DBA: (Hybrid) HighPoint Planning Partners LLC - Investment Related - At Reported Business Location(s) - IAR - Started 07/29/2021 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-29 |
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