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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-02
  • CA RA
    APPROVED
    Since 2022-11-02

Branch Locations

1855 Chicago Ave Suite C-1, Riverside, CA 92507 • United States

1535 E Shaw Ave Ste 105, Fresno, CA 93710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Riverside CA 01/2022 Present
Primerica Financial Services Riverside CA 08/2021 Present
Nclexpasser, Llc Oceanside CA 04/2010 Present
Tricity Medical Center Oceanside CA 05/2005 03/2020
  • 01/2022 → Present
    Riverside, CA
  • 08/2021 → Present
    Primerica Financial Services
    Riverside, CA
  • 04/2010 → Present
    Nclexpasser, Llc
    Oceanside, CA
  • 05/2005 → 03/2020
    Tricity Medical Center
    Oceanside, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. NCLEXPASSER LLC, Not Investment Related. Manager/Program Director, 04/2010 To Present. 2103 S El Camino Real Suite 208, Oceanside CA 92054.Nature of The Other Business: Provides Certification and Continuing Education for Healthcare Providers. Devoted 400 Hrs./Month (0 Hrs. During Sec. Trading Hrs.). Description Of Duties Relating to Other Business - Instructor and Plan Training Schedules

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-24
S63 Uniform Securities Agent State Law Examination 2022-03-05
  • S65 Uniform Investment Adviser Law Examination
    2022-09-24
  • S63 Uniform Securities Agent State Law Examination
    2022-03-05

View on SEC IAPD

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