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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-07-05 |
Branch Locations
9477 Kenwood Rd. Suite 210, Cincinnati, OH 45242 • United States
6403 Branchhill Guinea Pike, Loveland, OH 45140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miami University | Liberty Township | OH | 10/2010 | 06/2019 |
| Fifth Third Bank | Liberty Township | OH | 06/2016 | Present |
| Fifth Third Securities | Liberty Township | OH | 10/2021 | Present |
Daily Sportfish - online presence - sportfishing and yachting online content -owner - 40 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-13 |
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