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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimack | NH | 10/2021 | 10/2022 |
| North Shore Bank | Peabody | MA | 03/2019 | 10/2021 |
| Beverly Bank | Salem | MA | 03/2019 | 10/2021 |
| Shaw'S | Beverly | MA | 01/2020 | 10/2021 |
| Salem State University | Salem | MA | 06/2017 | 01/2021 |
| Market Basket | Salem | MA | 09/2017 | 10/2018 |
| Market Basket | Rowley | MA | 07/2016 | 08/2017 |
| Masconomet Regional High School | Boxford | MA | 09/2014 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 01/2024 | 04/2025 |
| Fidelity Investments | Merrimack | NH | 10/2022 | 01/2024 |
| Bank Of America N.A. | Boston | MA | 01/2024 | 04/2025 |
| Nicholas Drouin | Nashua | NH | 05/2025 | 10/2025 |
| Northwestern Mutual Investment Services, Llc | Nashua | NH | 07/2025 | Present |
| Nicholas Drouin | Nashua | NH | 10/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-08 |
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