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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-09-25
  • AL RA
    APPROVED
    Since 2025-09-25

Branch Locations

3201 Ross Clark Circle Nw, Dothan, AL 36303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 01/2022 03/2024
Apex Moving & Storage Antioch TN 04/2016 05/2017
Armstrong Relocation Memphis TN 05/2017 11/2021
Lpl Financial Llc Dothan AL 07/2024 09/2025
All In Credit Union Dothan AL 07/2024 09/2025
Unemployed Dothan AL 03/2024 07/2024
Cetera Investment Services Llc Saint Cloud MN 09/2025 Present
Cetera Investment Advisers Llc Enterprise AL 09/2025 Present
Regions Bank Enterprise AL 09/2025 Present
  • 01/2022 → 03/2024
    Raymond James & Associates, Inc.
    Memphis, TN
  • 04/2016 → 05/2017
    Apex Moving & Storage
    Antioch, TN
  • 05/2017 → 11/2021
    Armstrong Relocation
    Memphis, TN
  • 07/2024 → 09/2025
    Dothan, AL
  • 07/2024 → 09/2025
    All In Credit Union
    Dothan, AL
  • 03/2024 → 07/2024
    Unemployed
    Dothan, AL
  • 09/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 09/2025 → Present
    Enterprise, AL
  • 09/2025 → Present
    Regions Bank
    Enterprise, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-11
S63 Uniform Securities Agent State Law Examination 2022-03-23
  • S65 Uniform Investment Adviser Law Examination
    2024-05-11
  • S63 Uniform Securities Agent State Law Examination
    2022-03-23

View on SEC IAPD

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