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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hawthorne Financial Llc | Maumee | OH | 07/2017 | Present |
| Mockensturm Ltd | Toledo | OH | 09/2013 | 06/2017 |
| Avantax Investment Services Inc. | Maumee | OH | 11/2021 | 09/2025 |
| Avantax Advisory Services | Maumee | OH | 11/2021 | 09/2025 |
| Cetera Wealth Services, Llc | Maumee | OH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)Hawthorne Financial LLC; senior tax preparer; Prepare federal, state and, local tax returns for individuals and businesses. Respond to notices clients have received. Tax planning services for clients.Bookkeeping services. Payroll assistance. Overall office manager.; IR; 35; 07/01/2017; 408 Main St Delta OH 43515; Assist clients with tax questions, concerns, and preparation. Give advice on recordkeeping and do adjusting journal entries. Formally respond to taxing agencies on behalf of clients. File the required tax forms, and help prepare any payroll forms needed. Filing state requirements for businesses. Issuing 1099 forms. Once licensed I can offer advice as well as investment guidance and product to clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-22 |
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