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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-03-20 |
| WI | RA | APPROVED | 2024-03-20 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Centerville | OH | 11/2021 | 02/2024 |
| Primerica Financial Services | Centerville | OH | 03/2021 | 02/2024 |
| Fayette County Public Schools | Lexington | KY | 08/2015 | 12/2023 |
| The Skillville Group | Louisville | KY | 12/2005 | 12/2022 |
| Robert W. Baird & Co. Incorporated | Milwaukee | WI | 02/2024 | Present |
Name/Address: Southland Christian Church, 2349 Richmond Rd, Lexington, KY 40502 Start Date: 7/12/2026 Hours Spent: 16+ per month; During Trading Hours: 0-3 per month Role/Responsibility: Producer Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-21 |
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