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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-14 |
| TX | RA | APPROVED | 2022-07-01 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-18 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
1675 N Military Trl, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Austin | TX | 10/2021 | Present |
| Wells Fargo Bank | Austin | TX | 03/2019 | Present |
| Hinckley Allen & Snyder, Llp | Providence | RI | 02/2003 | 03/2019 |
RGP CONSULTING, LLC. NOT INV RELATED, AUSTIN, TX, 100% OWNERSHIP, START 1/15/2021, 5 HRS PER MONTH, 5 HRS DURING TRADING, BUSINESS CONSULTING. MASSACHUSETTS BAR, NOT INV RELATED, BOSTON, MA, BAR MEMBERSHIP/LAW LICENSE, START 1/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. FL LAW LICENSE, NOT INV RELATED, STATE OF FLORIDA, START 9/20/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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