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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-02-09 |
Branch Locations
4524 Highway 61 N, White Bear Lake, MN 55110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | White Bear Lake | MN | 10/2021 | Present |
| Nvent | Anoka | MN | 06/2019 | 10/2021 |
| Open Access International Technology | Fridley | MN | 06/2018 | 06/2019 |
| Border States Electric | Fargo | ND | 01/2016 | 06/2018 |
1. 1/27/2022 - Champion E-Comm - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Website Owner/Sales Person - Started 02/11/2022 - 4 Hours Per Month/0 Hours During Securities Trading. 2) 02/04/2025 - North Oaks Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-04 |
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