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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-09
  • MN RA
    APPROVED
    Since 2022-02-09

Branch Locations

4524 Highway 61 N, White Bear Lake, MN 55110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc White Bear Lake MN 10/2021 Present
Nvent Anoka MN 06/2019 10/2021
Open Access International Technology Fridley MN 06/2018 06/2019
Border States Electric Fargo ND 01/2016 06/2018
  • 10/2021 → Present
    White Bear Lake, MN
  • 06/2019 → 10/2021
    Nvent
    Anoka, MN
  • 06/2018 → 06/2019
    Open Access International Technology
    Fridley, MN
  • 01/2016 → 06/2018
    Border States Electric
    Fargo, ND
Other Businesses

1. 1/27/2022 - Champion E-Comm - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Website Owner/Sales Person - Started 02/11/2022 - 4 Hours Per Month/0 Hours During Securities Trading. 2) 02/04/2025 - North Oaks Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-04
  • S66 Uniform Combined State Law Examination
    2022-02-04

View on SEC IAPD

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