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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-18 |
Branch Locations
860 Airport Freeway, Ste. 601, Hurst, TX 76054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Plano | TX | 10/2021 | Present |
| Unemployed | Plano | TX | 11/2019 | 09/2021 |
| Rent-A-Center | Plano | TX | 04/2015 | 10/2019 |
1. 05/31/2022 - Empkey Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/25/2021 - 120 Hours Per Month/6 Hour During Securities Trading. 2. 04/10/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date - 04/03/2023 - 8 Hours Per Month/4 Hours During Securities Trading 3. 08/16/2024 - SR Allison - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/15/2024 - 16 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-10 |
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