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Daniel Thomas Ickes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-30
RI RA APPROVED 2022-08-10
  • TX RA
    APPROVED
    Since 2022-08-30
  • RI RA
    APPROVED
    Since 2022-08-10

Branch Locations

3400 Pawtucket Ave, Riverside, RI 02915 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Lincoln RI 10/2021 Present
Cousens Building Company Portsmouth RI 12/2016 Present
Unemployed North Kingstown RI 10/2016 11/2016
Brewed Awakenings Coffee Shop Wakefield RI 09/2015 10/2016
  • 10/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Lincoln, RI
  • 12/2016 → Present
    Cousens Building Company
    Portsmouth, RI
  • 10/2016 → 11/2016
    Unemployed
    North Kingstown, RI
  • 09/2015 → 10/2016
    Brewed Awakenings Coffee Shop
    Wakefield, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-08
  • S66 Uniform Combined State Law Examination
    2022-08-08

View on SEC IAPD

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