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James Fyfe Walker

Thurston Springer Advisors

Indianapolis, IN

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Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-08-25
  • IN RA
    APPROVED
    Since 2020-08-25

Branch Locations

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Finanical Llc Nashville IN 11/1998 03/2020
Thurston Springer Financial Bloomington IN 03/2020 Present
Thurston Springer Advisors Bloomington IN 03/2020 Present
  • 11/1998 → 03/2020
    Lpl Finanical Llc
    Nashville, IN
  • 03/2020 → Present
    Thurston Springer Financial
    Bloomington, IN
  • 03/2020 → Present
    Thurston Springer Advisors
    Bloomington, IN
Previous Registrations
Other Businesses

DBA J.F. Walker Investments

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-02
S63 Uniform Securities Agent State Law Examination 2016-07-12
S66 Uniform Combined State Law Examination 2006-09-06
  • S65 Uniform Investment Adviser Law Examination
    2019-05-02
  • S63 Uniform Securities Agent State Law Examination
    2016-07-12
  • S66 Uniform Combined State Law Examination
    2006-09-06
Other Names
  • Jim Walker
  • James Walker

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

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