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Brandon Leigh Burleigh

Ubs Financial Services Inc.

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-17
TX RA APPROVED 2026-08-17
  • CT RA
    APPROVED
    Since 2026-08-17
  • TX RA
    APPROVED
    Since 2026-08-17

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Armed Forces Jber AK 03/2014 08/2017
Student Waterbury CT 08/2017 05/2022
Yb Association Llc Meriden CT 09/2018 11/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2021 10/2022
Northwestern Mutual Investment Services Llc West Hartford CT 12/2021 10/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2022 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wallingford CT 11/2022 08/2026
Post University Waterbury CT 05/2020 05/2022
Naugatuck Valley Community College Waterbury CT 08/2017 05/2020
Mass Mutual Glastonbury CT 04/2022 04/2022
Bank Of America, N.A. Wallingford CT 01/2023 08/2026
Ubs Financial Services Inc. Hartford CT 08/2026 Present
  • 03/2014 → 08/2017
    Armed Forces
    Jber, AK
  • 08/2017 → 05/2022
    Student
    Waterbury, CT
  • 09/2018 → 11/2022
    Yb Association Llc
    Meriden, CT
  • 04/2021 → 10/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2021 → 10/2022
    West Hartford, CT
  • 06/2022 → 10/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2022 → 08/2026
    Wallingford, CT
  • 05/2020 → 05/2022
    Post University
    Waterbury, CT
  • 08/2017 → 05/2020
    Naugatuck Valley Community College
    Waterbury, CT
  • 04/2022 → 04/2022
    Mass Mutual
    Glastonbury, CT
  • 01/2023 → 08/2026
    Bank Of America, N.A.
    Wallingford, CT
  • 08/2026 → Present
    Hartford, CT
Previous Registrations
Other Businesses

I* 1070274 Entity Type: For Profit Name of OBA: yb association Address: Meriden, Connecticut, 06451 Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/4/2022 No Hours: 2 weekly No Hours during trading: 0 Duties: asphalt maintenance company, I talk with customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
  • S66 Uniform Combined State Law Examination
    2022-02-28
Designations
Other Names
  • Brandon Leigh Burleigh

View on SEC IAPD

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