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Seth William Howard

Mml Investors Services, LLC

Mclean, VA

Oak Brook, IL

Oak Brook, IL

Chicago, IL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-14
  • IL RA
    APPROVED
    Since 2026-08-14

Branch Locations

8444 Westpark Dr Suite 900, Mclean, VA 22102 • United States

700 Commerce Drive Suite 500, Oak Brook, IL 60523 • United States

700 Commerce Dr Suite 500, Oak Brook, IL 60523 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iowa Lions Eye Bank Coralville IA 05/2015 09/2016
Hancher Auditorium Iowa City IA 10/2015 05/2017
University Of Iowa Iowa City IA 06/2015 05/2017
Howard Farms Co., Inc. Elgin IA 06/2017 12/2017
Uber Washington DC 01/2018 03/2019
Eureka Facts Rockville MD 03/2018 06/2018
Trader Joe's Washington DC 03/2019 07/2021
Dacha Beer Garden Washington DC 04/2019 03/2020
Dc Employment Services Washington DC 03/2020 11/2020
Guardian Life Insurance Company Lombard IL 10/2021 12/2025
Uber Chicago IL 08/2021 10/2022
Park Avenue Securities Lombard IL 10/2021 08/2026
Mml Investor Services, Llc Oak Brook IL 08/2026 Present
Massmutual Life Insurance Company Oak Brook IL 08/2026 Present
  • 05/2015 → 09/2016
    Iowa Lions Eye Bank
    Coralville, IA
  • 10/2015 → 05/2017
    Hancher Auditorium
    Iowa City, IA
  • 06/2015 → 05/2017
    University Of Iowa
    Iowa City, IA
  • 06/2017 → 12/2017
    Howard Farms Co., Inc.
    Elgin, IA
  • 01/2018 → 03/2019
    Uber
    Washington, DC
  • 03/2018 → 06/2018
    Eureka Facts
    Rockville, MD
  • 03/2019 → 07/2021
    Trader Joe's
    Washington, DC
  • 04/2019 → 03/2020
    Dacha Beer Garden
    Washington, DC
  • 03/2020 → 11/2020
    Dc Employment Services
    Washington, DC
  • 10/2021 → 12/2025
    Guardian Life Insurance Company
    Lombard, IL
  • 08/2021 → 10/2022
    Uber
    Chicago, IL
  • 10/2021 → 08/2026
    Park Avenue Securities
    Lombard, IL
  • 08/2026 → Present
    Mml Investor Services, Llc
    Oak Brook, IL
  • 08/2026 → Present
    Massmutual Life Insurance Company
    Oak Brook, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-18
S63 Uniform Securities Agent State Law Examination 2023-08-05
  • S65 Uniform Investment Adviser Law Examination
    2023-11-18
  • S63 Uniform Securities Agent State Law Examination
    2023-08-05

View on SEC IAPD

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CLAIRE T SWAYZE
AMIR CHANDLER BRENNER

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MORGAN STANLEY · Mclean, VA
WELLS FARGO CLEARING SERVICES, LLC · MCLEAN, VA
CHARLES SCHWAB & CO., INC. · Tysons Corner, VA
SEIA · Tysons Corner, VA
SCHWAB WEALTH ADVISORY, INC. · Tysons Corner, VA
SCHWAB WEALTH ADVISORY, INC. · Tysons Corner, VA
SEIA · Tyson's Corner, VA

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