Joseph Licata

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Ross, Strent And Company, Llp
  Melville, NY
• 10/2021 → 10/2024
  American Portfolios Advisors, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2022-02-07 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

Please note that this FINRA registration is being completed to satisfy New York State requirement that I obtain a Series 65 Advisory license as required by New York State in acting in my capacity of SOLICITOR in client relationships where investment and advisory services are provided by Ben Lira (CRD1638714), American Portfolios Advisors, Inc. (APA). Ross Strent and Co. LLP, 1860 Walt Whitman Road, Suite 900, Melville NY 11747. Ross Strent and Company (RSC) is a mid size accounting firm providing accounting, and tax planning services to business owners and high net worth individuals. This is a non-investment business. Joseph Licata is a Partner in RSC since 2002. RSC is my full time business to which I devote approximately 200 hours per month. As a solicitor I do no trading or investment advice in any form. As part of my tax planning I am named Trustee of multiple trusts created by outside attorneys for my accounting clients. My trustee activities are not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-06

Other Names

• Joe Licata