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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2023-04-20
  • MS RA
    APPROVED
    Since 2023-04-20

Branch Locations

2 Southern Pointe Suite 100, Hattiesburg, MS 39401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Hattiesburg MS 10/2021 Present
Ramco, Inc. Purvis MS 10/2006 03/2021
Transit Energy Group Purvis MS 03/2021 10/2021
Hancock Whitney Bank Hattiesburg MS 04/2023 Present
Cetera Investment Services Llc Saint Cloud MN 04/2023 Present
Cetera Investment Advisers Llc Hattiesburg MS 04/2023 Present
  • 10/2021 → Present
    Hattiesburg, MS
  • 10/2006 → 03/2021
    Ramco, Inc.
    Purvis, MS
  • 03/2021 → 10/2021
    Transit Energy Group
    Purvis, MS
  • 04/2023 → Present
    Hancock Whitney Bank
    Hattiesburg, MS
  • 04/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 04/2023 → Present
    Hattiesburg, MS
Previous Registrations
Other Businesses

1. TRUSTEE FOR THE ROBERT AND MELISSA MORGAN LIVING TRUST; PARENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-14
  • S66 Uniform Combined State Law Examination
    2022-02-14

View on SEC IAPD

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