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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-14
PA RA APPROVED 2026-01-13
TX RA APPROVED 2026-01-13
  • NJ RA
    APPROVED
    Since 2026-01-14
  • PA RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED
    Since 2026-01-13

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 11/2021 Present
Bryn Mawr Trust Company Bryn Mawr PA 03/2011 10/2021
Vanguard Marketing Corporation Malvern PA 11/2021 Present
Vanguard Advisers, Inc. Malvern PA 01/2026 Present
  • 11/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2011 → 10/2021
    Bryn Mawr Trust Company
    Bryn Mawr, PA
  • 11/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 01/2026 → Present
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-12
S63 Uniform Securities Agent State Law Examination 2021-12-27
  • S66 Uniform Combined State Law Examination
    2026-01-12
  • S63 Uniform Securities Agent State Law Examination
    2021-12-27
Other Names
  • Tom Jones
  • Thomas Jones

View on SEC IAPD

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