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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-13 |
| NM | RA | APPROVED | 2022-02-18 |
Branch Locations
300 N Main St, Clovis, NM 88101 • United States
301 S Hwy 54, Logan, NM 88426 • United States
109 Walnut St, Clayton, NM 88415 • United States
1601 S First St, Tucumcari, NM 88401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Bank Of Clovis | Clovis | NM | 10/2014 | Present |
| Lpl Financial, Llc | Clovis | NM | 10/2021 | Present |
1) 2022-01-20 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - The Bank of Clovis Wealth Management / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-01-20 - hrs/mth - hrs/mth during trading 2) 2022-01-20 - The bank of Clovis - Financial Institution Duty - Y - at reported business location(s) - 2022-01-20 - 160hrs/mth - 8hrs/mth during trading 3) 2022-11-28 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Wealth Management @ The Bank of Clovis / none - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-11-15 - 0hrs/mth - 0hrs/mth during trading 4) 2022-12-23 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Wealth Management of Clovis / none - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-12-13 - 100hrs/mth - 100hrs/mth during trading 5) 2025-05-05 - PENNMUTUAL - Non-Variable Insurance - Y - at reported business location(s) - 2025-04-30 - 2hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-17 |
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