Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Clovis | Clovis | NM | 07/2006 | Present |
| Investment Centers Of America | Clovis | NM | 01/2007 | 11/2017 |
| Lpl Financial Llc | Clovis | NM | 11/2017 | Present |
1. 11/29/2017 - THE BANK OF CLOVIS - Not Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - INVESTMENT OFFICER/LENDER INVOLVED IN AUTHORIZING LOANS & LENDING. 2. 11/29/2017 - The Bank of Clovis Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Fixed annuities, Life Insurance. 4. 4/24/2020 - The Bank of Clovis - DBA: Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/08/2020 - 40 Hours Per Month During Securities Trading. 5. 8/31/2020 - No Business Name - Investment Related - Home Based - Other-Land with mineral rights - Start Date: 5/4/2018 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-22 |
Reach out to this advisor