Best Investors Account Sign in
Inactive

Seng Veun Saechao

Focus Advisor Solutions, LLC

St. Louis, MO

Visalia, CA

CRD 5140203

Claim This Profile
Employer firm

Focus Advisor Solutions, LLC CRD 143319

$41.5B regulatory AUM 1,716 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Advisor Solutions, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-12-13
  • CA RA
    APPROVED
    Since 2018-12-13

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Visalia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 07/2014 08/2017
Scf Investment Advisors, Inc. Fresno CA 07/2014 08/2017
Hd Vest Investment Services San Jose CA 10/2017 02/2018
Rd's Tax And Financial Strategies San Jose CA 09/2017 02/2018
Rd's Tax Strategies San Jose CA 09/2017 02/2018
Rd'S Financial Strategies San Jose CA 10/2017 02/2018
Loring Ward Securities Inc. San Jose CA 02/2018 11/2018
Foreside Financial Services, Llc San Jose CA 10/2018 09/2020
Buckingham Strategic Partners, Llc Clayton MO 12/2018 Present
  • 07/2014 → 08/2017
    Scf Securities, Inc.
    Fresno, CA
  • 07/2014 → 08/2017
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 10/2017 → 02/2018
    Hd Vest Investment Services
    San Jose, CA
  • 09/2017 → 02/2018
    Rd's Tax And Financial Strategies
    San Jose, CA
  • 09/2017 → 02/2018
    Rd's Tax Strategies
    San Jose, CA
  • 10/2017 → 02/2018
    Rd'S Financial Strategies
    San Jose, CA
  • 02/2018 → 11/2018
    Loring Ward Securities Inc.
    San Jose, CA
  • 10/2018 → 09/2020
    Foreside Financial Services, Llc
    San Jose, CA
  • 12/2018 → Present
    Buckingham Strategic Partners, Llc
    Clayton, MO
Previous Registrations
  • 2018-02-22 → 2018-12-13
    Lwi Financial Inc.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-27
  • S66 Uniform Combined State Law Examination
    2009-04-27
Other Names
  • Seng Saechao
  • Seng V Saechao

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in St. Louis, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor