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Seng Veun Saechao

Focus Advisor Solutions, LLC

St. Louis, MO

Visalia, CA

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Current Employers
Focus Advisor Solutions, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-12-13
  • CA RA
    APPROVED
    Since 2018-12-13

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Visalia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 07/2014 08/2017
Scf Investment Advisors, Inc. Fresno CA 07/2014 08/2017
Hd Vest Investment Services San Jose CA 10/2017 02/2018
Rd's Tax And Financial Strategies San Jose CA 09/2017 02/2018
Rd's Tax Strategies San Jose CA 09/2017 02/2018
Rd'S Financial Strategies San Jose CA 10/2017 02/2018
Loring Ward Securities Inc. San Jose CA 02/2018 11/2018
Foreside Financial Services, Llc San Jose CA 10/2018 09/2020
Buckingham Strategic Partners, Llc Clayton MO 12/2018 Present
  • 07/2014 → 08/2017
    Scf Securities, Inc.
    Fresno, CA
  • 07/2014 → 08/2017
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 10/2017 → 02/2018
    Hd Vest Investment Services
    San Jose, CA
  • 09/2017 → 02/2018
    Rd's Tax And Financial Strategies
    San Jose, CA
  • 09/2017 → 02/2018
    Rd's Tax Strategies
    San Jose, CA
  • 10/2017 → 02/2018
    Rd'S Financial Strategies
    San Jose, CA
  • 02/2018 → 11/2018
    Loring Ward Securities Inc.
    San Jose, CA
  • 10/2018 → 09/2020
    Foreside Financial Services, Llc
    San Jose, CA
  • 12/2018 → Present
    Buckingham Strategic Partners, Llc
    Clayton, MO
Previous Registrations
  • 2018-02-22 → 2018-12-13
    Lwi Financial Inc.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-27
  • S66 Uniform Combined State Law Examination
    2009-04-27
Other Names
  • Seng Saechao
  • Seng V Saechao

View on SEC IAPD

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