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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-27 |
| TX | RA | APPROVED | 2025-03-20 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Arizona University | Flagstaff | AZ | 08/2014 | 12/2018 |
| The Home Depot | Burbank | CA | 05/2017 | 08/2017 |
| The Home Depot | Flagstaff | AZ | 08/2017 | 11/2017 |
| Dave & Busters | Arcadia | CA | 05/2018 | 08/2018 |
| Dave & Busters | Arcadia | CA | 02/2019 | 07/2019 |
| Zovio | Chandler | AZ | 07/2019 | 11/2019 |
| Ups | Phoenix | AZ | 11/2019 | 12/2020 |
| Dignified Home Loans | Panorama City | CA | 04/2021 | 08/2021 |
| Unemployed | Panorama City | CA | 01/2021 | 04/2021 |
| Corebridge Financial | Panorama City | CA | 09/2022 | 01/2023 |
| Aig Capital Services, Inc. | Panorama City | CA | 10/2021 | 09/2022 |
| Fidelity Investments | Burbank | CA | 01/2023 | 09/2024 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2025 | Present |
| Unemployed | Panorama City | CA | 09/2024 | 02/2025 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 03/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-29 |
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