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Erin Elizabeth Adams

Ubs Financial Services Inc.

San Mateo, CA

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-02
  • CA RA
    APPROVED
    Since 2026-07-02

Branch Locations

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Mateo CA 09/2022 Present
Ameriprise Financial San Jose CA 10/2021 08/2022
Wittenberg University Springfield OH 08/2017 05/2021
Unemployed Shaker Heights OH 06/2021 09/2021
Beaumont School Cleveland OH 08/2014 06/2017
  • 09/2022 → Present
    Ubs Financial Services
    San Mateo, CA
  • 10/2021 → 08/2022
    Ameriprise Financial
    San Jose, CA
  • 08/2017 → 05/2021
    Wittenberg University
    Springfield, OH
  • 06/2021 → 09/2021
    Unemployed
    Shaker Heights, OH
  • 08/2014 → 06/2017
    Beaumont School
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-01
  • S66 Uniform Combined State Law Examination
    2026-07-01

View on SEC IAPD

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Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA

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