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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Saginaw | MI | 10/2021 | 04/2022 |
| Charter Communications | Alpena | MI | 04/2016 | 10/2021 |
| The Prudential Insurance Company Of America | Saginaw | MI | 12/2021 | 04/2022 |
| The Prudential Insurance Company Of America | Alpena | MI | 09/2022 | Present |
| Pruco Securities Llc | Alpena | MI | 04/2022 | 11/2024 |
| Lpl Enterprise, Llc | Alpena | MI | 11/2024 | Present |
1) 10/02/2024 - Torah Community Fellowship - I serve as a board member and teach of Torah Community Fellowship - Non-Profit Board Member - Non Inv Related - At ALPENA, MI - Start Date 10/16/2024 - 10hrs/mth - 0hrs/mth During Trading 2) 10/02/2024 - MSHAA Swimming Official - Officiate Swim meets for Alpena High School and Alpena Thunder Bay Schooners swim meets - Coach/ Sports/ Fitness - Inv Related - At ALPENA, MI - Start Date 09/01/2024 - 10hrs/mth - 0hrs/mth During Trading 3) 11/17/2025-Alpena Streamline Club-Board Member-Non-Profit Board Member-Not Inv related-At Alpena, MI-Start date 11/14/2025-2hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-09 |
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