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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-01 |
| MI | RA | APPROVED | 2020-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Alpena | MI | 07/1999 | 10/2019 |
| 1St Global Advisors, Inc. | Alpena | MI | 07/1999 | 10/2019 |
| Straley, Lamp & Kraenzlein, P.C. | Alpena | MI | 12/2013 | Present |
| Avantax Investment Services, Inc. | Alpena | MI | 10/2019 | 12/2020 |
| Avantax Advisory Services | Alpena | MI | 10/2019 | 12/2020 |
| Lpl Financial Llc | Alpena | MI | 12/2020 | Present |
1) 12/17/2020- Trillium Private Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Alpena, MI- 100% 2) 11/12/2025 - Straley lamp & Kraenzlein PC - Alpena, MI - Tax Prep/Accounting/CPA - Accountant - Investment Related - Start Date 1/1/2023 - 60 Hrs/Mo During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-12 |
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