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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-29 |
| CA | RA | APPROVED | 2026-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 10/2021 | 02/2024 |
| Novus Home Mortgage | Waukesha | WI | 05/2020 | 10/2021 |
| Panorama Mortgage Group | Waukesha | WI | 04/2019 | 12/2019 |
| Extension, Inc. | Brown Deer | WI | 04/2018 | 01/2019 |
| Foley & Lardner Llp | Milwaukee | WI | 10/2017 | 04/2018 |
| Unemployed | Milwaukee | WI | 02/2019 | 03/2019 |
| Unemployed | Milwaukee | WI | 01/2020 | 04/2020 |
| Revolution Dance Company | Plainfield | IL | 08/2014 | 06/2017 |
| Turning Pointe Dance Company | Lockport | IL | 08/2016 | 06/2017 |
| Unemployed | Aurora | WI | 07/2017 | 09/2017 |
| J.P. Morgan Securities Llc | Scottsdale | AZ | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-12 |
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