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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-22 |
| TX | RA | APPROVED | 2025-01-21 |
Branch Locations
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Weston | FL | 10/2021 | 09/2024 |
| Wells Fargo Bank, Na | Weston | FL | 02/2016 | 09/2024 |
| Morgan Stanley | Aventura | FL | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-26 |
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