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1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-11 |
Branch Locations
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
600 N. Buffalo Grove Road Suite 100, Buffalo Grove, IL 60089 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brookstone Capital Management | Wheaton | IL | 10/2021 | Present |
| Wealth Financial Services & Tax Advisory (Thojor Inc.) | Buffalo Grove | IL | 07/2020 | Present |
| Mln Retirement Planning (Michael Niemczyk & Associates, Inc.) | Grayslake | IL | 07/2017 | 07/2020 |
| Mader Masonry, Inc. | Round Lake | IL | 05/2017 | 08/2017 |
| Unemployed | Round Lake | IL | 04/2017 | 05/2017 |
| Religious Order Of Jehovah's Witnesses | Brooklyn | NY | 03/2013 | 04/2017 |
Wealth Financial Services & Tax Advisory, Investment related, non-registered office location, Client Service Representative, Insurance sales, licensed insurance agent offering life insurance and annuities but primarily employed to service current business, 40 hours/month, 10 hours devoted during securities trading hours, Started 7.2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-06 |
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