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Brooke O Barker

Wells Fargo Clearing Services, LLC

Cincinnati, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-02-11
TX RA APPROVED 2022-02-11
OH RA APPROVED 2022-02-09
  • KY RA
    APPROVED
    Since 2022-02-11
  • TX RA
    APPROVED
    Since 2022-02-11
  • OH RA
    APPROVED
    Since 2022-02-09

Branch Locations

255 E 5Th St Ste 1400, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Cincinnati OH 09/2021 Present
Procter & Gamble Cincinnati OH 01/2020 09/2021
Full-Time Education Lexington KY 01/2010 05/2019
Extended Travel Crescent Springs KY 06/2019 12/2019
  • 09/2021 → Present
    Wells Fargo Clearing Services, Llc
    Cincinnati, OH
  • 01/2020 → 09/2021
    Procter & Gamble
    Cincinnati, OH
  • 01/2010 → 05/2019
    Full-Time Education
    Lexington, KY
  • 06/2019 → 12/2019
    Extended Travel
    Crescent Springs, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-07
  • S66 Uniform Combined State Law Examination
    2022-02-07

View on SEC IAPD

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