Maxwell M Rossi

3825 Edwards Road Ste 650, Cincinnati, OH 45209 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-07-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Rudolph Libbe Group	Walbridge	OH	06/2018	08/2018
First Solar	Perrysburg	OH	06/2019	08/2019
Sanford C. Bernstein & Co., Llc.	Chicago	IL	06/2020	07/2020
Sanford C. Bernstein & Co., Llc.	Chicago	IL	06/2021	03/2022
Miami University	Oxford	OH	08/2018	06/2019
Miami University	Oxford	OH	08/2019	06/2020
Miami University	Oxford	OH	08/2020	06/2021
N/A	N/A	OH	10/2011	06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	03/2022	07/2024
Bank Of America, N.A.	Cincinnati	OH	12/2023	07/2024
Argentarii, Llc	Cincinnati	OH	07/2024	Present

06/2018 → 08/2018

Rudolph Libbe Group

Walbridge, OH
06/2019 → 08/2019

First Solar

Perrysburg, OH
06/2020 → 07/2020

Sanford C. Bernstein & Co., Llc.

Chicago, IL
06/2021 → 03/2022

Sanford C. Bernstein & Co., Llc.

Chicago, IL
08/2018 → 06/2019

Miami University

Oxford, OH
08/2019 → 06/2020

Miami University

Oxford, OH
08/2020 → 06/2021

Miami University

Oxford, OH
10/2011 → 06/2018

N/A

N/A, OH
03/2022 → 07/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
12/2023 → 07/2024

Bank Of America, N.A.

Cincinnati, OH
07/2024 → Present

Argentarii, Llc

Cincinnati, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-10
S63	Uniform Securities Agent State Law Examination	2022-01-28

Other Firms