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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-04
TN RA APPROVED 2026-01-21
TX RA APPROVED 2023-03-01
  • OH RA
    APPROVED
    Since 2026-02-04
  • TN RA
    APPROVED
    Since 2026-01-21
  • TX RA
    APPROVED
    Since 2023-03-01

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 10/2021 01/2023
Unemployed Westlake OH 01/2021 09/2021
Starbucks Coffee Company Westlake OH 10/2020 01/2021
Textbook Painting Co. Lakewood OH 06/2020 08/2020
Emerson Climate Technologies Sidney OH 08/2019 12/2019
Medic Management Group Akron OH 05/2019 08/2019
The Honey Baked Ham Company Rocky River OH 12/2018 04/2019
Beverage Distributors Cleveland OH 06/2017 08/2018
Au Bon Pain Dayton OH 08/2017 01/2018
Pat Catans Westlake OH 12/2016 01/2017
University Of Dayton Dayton OH 08/2016 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake OH 01/2023 Present
Bank Of America, N.A. Westlake OH 03/2023 Present
  • 10/2021 → 01/2023
    New York, NY
  • 01/2021 → 09/2021
    Unemployed
    Westlake, OH
  • 10/2020 → 01/2021
    Starbucks Coffee Company
    Westlake, OH
  • 06/2020 → 08/2020
    Textbook Painting Co.
    Lakewood, OH
  • 08/2019 → 12/2019
    Emerson Climate Technologies
    Sidney, OH
  • 05/2019 → 08/2019
    Medic Management Group
    Akron, OH
  • 12/2018 → 04/2019
    The Honey Baked Ham Company
    Rocky River, OH
  • 06/2017 → 08/2018
    Beverage Distributors
    Cleveland, OH
  • 08/2017 → 01/2018
    Au Bon Pain
    Dayton, OH
  • 12/2016 → 01/2017
    Pat Catans
    Westlake, OH
  • 08/2016 → 05/2021
    University Of Dayton
    Dayton, OH
  • 01/2023 → Present
    Westlake, OH
  • 03/2023 → Present
    Bank Of America, N.A.
    Westlake, OH
Previous Registrations
Other Businesses

I*4557278 Entity Type: Entity Charitable Name of OBA: Ronald McDonald House Address: Nashville, Tennessee, 37212 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/11/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: The Ronald McDonald House Associate Board is a group of young professionals who work together to support the mission of RMHC. The Board hosts a variety of annual fundraising events, networking functions, and volunteer opportunities all with one mission in mind¿to keep families close. The Associate Board provides opportunities for members to expand their personal and professional networks and is committed to providing service and social opportunities. Help coordinate and plan events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-05
  • S66 Uniform Combined State Law Examination
    2022-03-05
Other Names
  • Joseph Charles Krysh
  • Joseph Charles Krysh

View on SEC IAPD

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