Best Investors Account Sign in
Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-12-19
PA RA APPROVED 2024-12-19
  • MD RA
    APPROVED
    Since 2024-12-19
  • PA RA
    APPROVED
    Since 2024-12-19

Branch Locations

4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Nottingham MD 09/2021 02/2023
Jpmorgan Chase Bank, N.A. Nottingham MD 09/2021 02/2023
Wells Fargo Baltimore MD 10/2019 09/2021
Target Owings Mills MD 11/2016 10/2019
Creaciones Junior Quebradillas PR 03/2011 10/2016
Amazon.cOm Baltimore MD 03/2021 03/2021
Wells Fargo Clearing Services Llc Baltimore MD 02/2023 04/2023
Wells Fargo Bank, N.A. Baltimore MD 02/2023 05/2023
Jpmorgan Chase Bank, N.A. Baltimore MD 06/2023 09/2024
J.P. Morgan Securities Llc Baltimore MD 06/2023 09/2024
Em Management Consulting Owings Mills MD 11/2023 02/2024
T. Rowe Price Owings Mills MD 09/2024 Present
  • 09/2021 → 02/2023
    J.P. Morgan Securities Llc
    Nottingham, MD
  • 09/2021 → 02/2023
    Jpmorgan Chase Bank, N.A.
    Nottingham, MD
  • 10/2019 → 09/2021
    Wells Fargo
    Baltimore, MD
  • 11/2016 → 10/2019
    Target
    Owings Mills, MD
  • 03/2011 → 10/2016
    Creaciones Junior
    Quebradillas, PR
  • 03/2021 → 03/2021
    Amazon.cOm
    Baltimore, MD
  • 02/2023 → 04/2023
    Wells Fargo Clearing Services Llc
    Baltimore, MD
  • 02/2023 → 05/2023
    Wells Fargo Bank, N.A.
    Baltimore, MD
  • 06/2023 → 09/2024
    Jpmorgan Chase Bank, N.A.
    Baltimore, MD
  • 06/2023 → 09/2024
    J.P. Morgan Securities Llc
    Baltimore, MD
  • 11/2023 → 02/2024
    Em Management Consulting
    Owings Mills, MD
  • 09/2024 → Present
    T. Rowe Price
    Owings Mills, MD
Other Businesses

Amazon Flex; Non-Investment Related; 6/19/2026; Delivery Driver; Deliver packages to customers; 20 hours per month; 0 during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-13
S63 Uniform Securities Agent State Law Examination 2021-11-16
  • S66 Uniform Combined State Law Examination
    2024-12-13
  • S63 Uniform Securities Agent State Law Examination
    2021-11-16
Other Names
  • Heriberto Soto

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Owings Mills, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor