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102 S. 200 E. Suite 100, Salt Lake City, UT 84111-3110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-03-11 |
| UT | RA | APPROVED | 2006-07-12 |
Branch Locations
102 S. 200 E. Suite 100, Salt Lake City, UT 84111-3110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Salt Lake City | UT | 05/2006 | 06/2024 |
| Smedley Financial Services Inc | Salt Lake City | UT | 07/2006 | Present |
| Osaic Wealth, Inc. | Salt Lake City | UT | 06/2024 | Present |
1. SMEDLEY FINANCIAL SERVICES, INC POSITION: Private Wealth Manager NATURE: SMEDLEY FINANCIAL SERVICES, INC/RIA--WEALTH MANAGEMENT CONSULTANT INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2006 ADDRESS: 102 S 200 E, Suite 100, Salt Lake City UT 84111 DESCRIPTION: Financial planning/ Wealth management through Smedley Financial Services as an RIA. 2. SMEDLEY FINANCIAL POSITION: Insurance Sales NATURE: INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 12/01/2007 ADDRESS: 102 S 200 E, Suite 100, Salt Lake City UT 84111, United States DESCRIPTION: INSURANCE SALES - AGENT Term life Long-term Care Universal Life Equity indexed annuity 3. NOTARY - SMEDLEY FINANCIAL SERVICES POSITION: Notary NATURE: Corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/26/2021 ADDRESS: 102 S 200 E, Ste 100, Salt Lake City UT 84111, United States DESCRIPTION: I notarize documents for clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-15 |
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