Mikal Aune

Employer firm

Smedley Financial Services Inc CRD 110870

$397M regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• ADVICE TO OTHER REGISTERED INVESTMENT ADVISORS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 06/2024
  Securities America, Inc
  Salt Lake City, UT
• 07/2006 → Present
  Smedley Financial Services Inc
  Salt Lake City, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Salt Lake City, UT

Other Businesses

1. SMEDLEY FINANCIAL SERVICES, INC POSITION: Private Wealth Manager NATURE: SMEDLEY FINANCIAL SERVICES, INC/RIA--WEALTH MANAGEMENT CONSULTANT INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2006 ADDRESS: 102 S 200 E, Suite 100, Salt Lake City UT 84111 DESCRIPTION: Financial planning/ Wealth management through Smedley Financial Services as an RIA. 2. SMEDLEY FINANCIAL POSITION: Insurance Sales NATURE: INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 12/01/2007 ADDRESS: 102 S 200 E, Suite 100, Salt Lake City UT 84111, United States DESCRIPTION: INSURANCE SALES - AGENT Term life Long-term Care Universal Life Equity indexed annuity 3. NOTARY - SMEDLEY FINANCIAL SERVICES POSITION: Notary NATURE: Corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/26/2021 ADDRESS: 102 S 200 E, Ste 100, Salt Lake City UT 84111, United States DESCRIPTION: I notarize documents for clients.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-15

Designations

• Certified Financial Planner