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Lindsey Cole

LPl Financial LLC

Austin, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-21
  • TX RA
    APPROVED
    Since 2024-10-21

Branch Locations

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ironclad Strategies Llc Austin TX 05/2021 10/2021
Ironclad Strategies Llc Austin TX 10/2021 08/2023
Carillon Senior Living Lubbock TX 12/2016 05/2021
Red Robin Lubbock TX 01/2014 12/2016
Kestra Advisory Services Llc Austin TX 08/2023 08/2024
Lpl Financial Llc Austin TX 08/2024 Present
  • 05/2021 → 10/2021
    Ironclad Strategies Llc
    Austin, TX
  • 10/2021 → 08/2023
    Ironclad Strategies Llc
    Austin, TX
  • 12/2016 → 05/2021
    Carillon Senior Living
    Lubbock, TX
  • 01/2014 → 12/2016
    Red Robin
    Lubbock, TX
  • 08/2023 → 08/2024
    Kestra Advisory Services Llc
    Austin, TX
  • 08/2024 → Present
    Lpl Financial Llc
    Austin, TX
Previous Registrations
  • 2023-08-22 → 2024-08-15
    Kestra Advisory Services, Llc
    New Braunfels, TX
    Austin, TX
  • 2023-03-13 → 2023-12-18
    Ironclad Strategies Llc
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-11
  • S65 Uniform Investment Adviser Law Examination
    2023-03-11
Designations
Other Names
  • Lindsey Dyane Cole

View on SEC IAPD

Other Firms

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EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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