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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-27
  • NC RA
    APPROVED
    Since 2026-05-27

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

413 North Center Street, Statesville, NC 28677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Statesville NC 05/2026 Present
Tiaa Charlotte NC 06/2024 05/2025
Stonex Advisors Inc. Statesville NC 05/2026 Present
Capital Investment Brokerage, Inc Raleigh NC 09/2021 03/2022
Tiaa Charlotte NC 06/2021 08/2021
Ebs Wealth Management Llc Statesville NC 06/2020 08/2020
North Carolina State University Raleigh NC 01/2020 05/2021
Robert Bosch Tool Corp Lincolnton NC 05/2019 08/2019
Verdict Ridge Gold & Country Club Denver NC 08/2016 11/2018
North Carolina State University Raleigh NC 08/2018 05/2022
North Lincoln High School Lincolnton NC 08/2014 08/2018
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2022 04/2026
Tiaa Charlotte NC 05/2025 04/2026
  • 05/2026 → Present
    Stonex Securities Inc
    Statesville, NC
  • 06/2024 → 05/2025
    Tiaa
    Charlotte, NC
  • 05/2026 → Present
    Statesville, NC
  • 09/2021 → 03/2022
    Capital Investment Brokerage, Inc
    Raleigh, NC
  • 06/2021 → 08/2021
    Tiaa
    Charlotte, NC
  • 06/2020 → 08/2020
    Ebs Wealth Management Llc
    Statesville, NC
  • 01/2020 → 05/2021
    North Carolina State University
    Raleigh, NC
  • 05/2019 → 08/2019
    Robert Bosch Tool Corp
    Lincolnton, NC
  • 08/2016 → 11/2018
    Verdict Ridge Gold & Country Club
    Denver, NC
  • 08/2018 → 05/2022
    North Carolina State University
    Raleigh, NC
  • 08/2014 → 08/2018
    North Lincoln High School
    Lincolnton, NC
  • 07/2022 → 04/2026
    Charlotte, NC
  • 05/2025 → 04/2026
    Tiaa
    Charlotte, NC
Previous Registrations
Other Businesses

1) Rental property - 2757 Von Thuringer Court Charlotte, NC 28210 Nature of Business: Rental property where I receive rental income. Investment Related: Yes Business Position: Landlord Business Duties: All duties of a landlord. Business Start Date: 04/24/2026 Approximately 5 hours spent on this OBA monthly; with 0 during market hours 2) Elledge, Bain, Sides, LLC - 413 N Center St Statesville, NC 28677 Nature of Business: insurance Investment Related: Yes Business Position: Agent Business Duties: review life insurance policies, sell fixed annuities and life insurance Business Start Date: 05/04/2026 Approximately 90 hours spent on this OBA monthly; with 80 spent during market hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
  • S66 Uniform Combined State Law Examination
    2022-09-16
Designations
Other Names
  • Connor J Bain
  • Connor Bain

View on SEC IAPD

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